What is the name of the political system that gives power to the people as a whole?

The word ‘democracy’ has its origins in the Greek language. It combines two shorter words: ‘demos’ meaning whole citizen living within a particular city-state and ‘kratos’ meaning power or rule.

It is generally agreed that liberal democracies are based on four main principles:

  • A belief in the individual: since the individual is believed to be both moral and rational;
  • A belief in reason and progress: based on the belief that growth and development is the natural condition of mankind and politics the art of compromise;
  • A belief in a society that is consensual: based on a desire for order and co-operation not disorder and conflict;
  • A belief in shared power: based on a suspicion of concentrated power (whether by individuals, groups or governments).

The Democratic Framework

A liberal democracy (that is, one that champions the development and well-being of the individual) is organised in such a way as to define and limit power so as to promote legitimate government within a framework of justice and freedom. There are four critical elements to the framework:

  • legitimacy;
  • justice;
  • freedom; and
  • power.

Legitimacy

A legitimate government is one that has the appropriate mandate/authority to rule. This usually means a high degree of popular support as demonstrated by a free electorate and frequent elections.

  • For example, the government is chosen by a popular vote in which a majority of officials in a majority of electoral regions receive the majority vote; and
  • For example, rules are framed to maximize the well-being of all or most citizens.

Justice

Justice is achieved when citizens live in an environment in which all citizens are treated equally and accorded dignity and respect. This may occur in a representative democracy that is tempered by constitutionalism, free elections and restraints on power.

  • For example, the demands made by vested interest groups seeking special privileges are questioned; and
  • for example, society is encouraging of talent and rewards citizens on merit, rather than on rank, privilege or status.

Freedom

If freedom is to exist, there must be:

  • self-determination such that citizens may make decisions, learn from them and accept responsibility for them;
  • the capacity to choose between alternatives;
  • the autonomy to do what the law does not forbid; and where prohibitions do exist, they should be for the common good; and
  • respect for political and civil liberties. For example, government intervention in political, economic and moral matters affecting the citizenry is limited or regulated; and the scope for religious, political and intellectual freedom of citizens is not limited.

Power

In a liberal democracy efforts are made to define and limit power, often by means of a written constitution. Checks and balances, such as the separation of the Parliament, senior government and judicial power, are instituted. In addition, there are conventions of behaviour and a legal system that complements the political system.

  • For example, civil liberties are defended and increased against the encroachment of governments, institutions and powerful forces in society.

Definitions

There is no absolute definition of democracy. The term is elastic and expands and contracts according to the time, place and circumstances of its use. What follows is a short list of definitions provided by field experts.

Jim Kilcullen

But first, what does democracy mean? In Ancient Greece some cities were democracies, others were oligarchies. Democracy meant rule by the people, oligarchy meant rule by the few. So a city was a democracy if:

  1. city affairs were subject to an Assembly;
  2. to which all male citizens belonged;
  3. and in which decisions were made by simple majority vote.

Andrew Heywood

Rule by the people; democracy implies both popular participation and government in the public interest, and can take a wide variety of forms.

Palgrave Macmillan, Political Ideologies: An Introduction, Third edition, 2003, p.330.

Dr John Hirst

Democracy: A democracy is a society in which the citizens are sovereign and control the government.

Papers on Parliament Number 42, The Distinctiveness of Australian Democracy, p.10/13

Joseph Schumpeter

The democratic method is that institutional arrangement for arriving at political decisions in which individuals acquire the power to decide by means of a competitive struggle for the people’s vote.

Schumpeter adds that ‘the classical theory of democracy attributed to the electorate an altogether unrealistic degree of initiative which practically amounted to ignoring leadership.’

Further, Schumpeter claimed that,

… the purpose of democratic method [is] not to select representatives who carry out the will of the people, but to choose individuals who [will] govern on their behalf.

Joseph Schumpeter,  Capitalism, Socialism and Democracy, p.250

Definitional issues

  • Who are ‘the people’? Who is not? Are young people included?
  • How is it possible for ‘the people’ to rule in largely differentiated societies? and
  • How do we classify systems in which leaders are not elected but are nevertheless supported by the majority of people?

Key democratic practices

As proposed by Robert Dahl, Schmitter and Karl, and Larry Diamond.

  1. Control over government decisions about policy is constitutionally vested in elected officials.
  2. Elected officials are chosen in frequent and fairly conducted elections in which coercion is comparatively uncommon.
  3. Practically all adults have the right to vote in the election of officials.
  4. Practically all adults have the right to run for elective offices in the government.
  5. Citizens have a right to express themselves without the danger of severe punishment on political matters broadly defined.
  6. Citizens have a right to seek out alternative sources of information. Moreover, alternative sources of information exist and are protected by law.
  7. Citizens also have the right to form relatively independent associations or organizations, including independent political parties and interest groups.
  8. Elected officials are able to exercise their powers without fear of being overridden.
  9. The polity is self-governing; and able to act independently of constraints imposed by others.
  10. People have the freedom to speak and publish dissenting views.

Different types of democracies

  • Direct democracy
  • Representative democracy
  • Constitutional democracy
  • Monitory democracy

Direct democracy

In a direct democracy, such as ancient Athens, all citizens (only adult males who had completed their military training; women, slaves and plebs were not citizens) are invited to participate in all political decisions. This form of democracy is no longer practiced. In this form of democracy citizens are continuously involved in the exercise of power and decision is by majority rule.

Representative democracy

In a representative democracy, representatives are elected by the people and entrusted to carry out the business of governance. Australia is a representative democracy.

Constitutional democracy

In a constitutional democracy a constitution outlines who will represent the people and how. Australia is also a constitutional democracy.

Monitory democracy

Political scientist John Keane suggests that a new form of democracy is evolving in which government is constantly monitored in its exercise of power by a vast array of public and private agencies, commissions and regulatory mechanisms. See Life and Death of Democracy by John Keane, published by Simon and Schuster UK in 2009.

Resources

Here's a rundown of the various forms of government, with definitions provided by "The World Factbook." 

Absolute monarchy - a form of government where the monarch rules unhindered, i.e., without any laws, constitution or legally organized opposition.

Anarchy - a condition of lawlessness or political disorder brought about by the absence of governmental authority.

Authoritarian - a form of government in which state authority is imposed onto many aspects of citizens' lives.

Commonwealth - a nation, state or other political entity founded on law and united by a compact of the people for the common good.

Communist - a system of government in which the state plans and controls the economy and a single -- often authoritarian -- party holds power; state controls are imposed with the elimination of private ownership of property or capital while claiming to make progress toward a higher social order in which all goods are equally shared by the people (i.e., a classless society).

Confederacy (Confederation) - a union by compact or treaty between states, provinces or territories that creates a central government with limited powers; the constituent entities retain supreme authority over all matters except those delegated to the central government.

Constitutional - a government by or operating under an authoritative document (constitution) that sets forth the system of fundamental laws and principles that determines the nature, functions and limits of that government.

Constitutional democracy - a form of government in which the sovereign power of the people is spelled out in a governing constitution.

Constitutional monarchy - a system of government in which a monarch is guided by a constitution whereby his/her rights, duties, and responsibilities are spelled out in written law or by custom.

Democracy - a form of government in which the supreme power is retained by the people, but which is usually exercised indirectly through a system of representation and delegated authority periodically renewed.

Democratic republic - a state in which the supreme power rests in the body of citizens entitled to vote for officers and representatives responsible to them.

Dictatorship - a form of government in which a ruler or small clique wield absolute power (not restricted by a constitution or laws).

Ecclesiastical - a government administrated by a church.

Emirate - similar to a monarchy or sultanate, a government in which the supreme power is in the hands of an emir (the ruler of a Muslim state); the emir may be an absolute overlord or a sovereign with constitutionally limited authority.

Federal (Federation) - a form of government in which sovereign power is formally divided -- usually by means of a constitution -- between a central authority and a number of constituent regions (states, colonies or provinces) so that each region retains some management of its internal affairs; differs from a confederacy in that the central government exerts influence directly upon both individuals as well as upon the regional units.

Federal republic - a state in which the powers of the central government are restricted and in which the component parts (states, colonies, or provinces) retain a degree of self-government; ultimate sovereign power rests with the voters who chose their governmental representatives.

Islamic republic - a particular form of government adopted by some Muslim states; although such a state is, in theory, a theocracy, it remains a republic, but its laws are required to be compatible with the laws of Islam.

Maoism - the theory and practice of Marxism-Leninism developed in China by Mao Zedong (Mao Tse-tung), which states that a continuous revolution is necessary if the leaders of a communist state are to keep in touch with the people.

Marxism - the political, economic and social principles espoused by 19th century economist Karl Marx; he viewed the struggle of workers as a progression of historical forces that would proceed from a class struggle of the proletariat (workers) exploited by capitalists (business owners), to a socialist "dictatorship of the proletariat," to, finally, a classless society -- Communism.

Marxism-Leninism - an expanded form of communism developed by Vladimir Lenin from doctrines of Karl Marx; Lenin saw imperialism as the final stage of capitalism and shifted the focus of workers' struggle from developed to underdeveloped countries.

Monarchy - a government in which the supreme power is lodged in the hands of a monarch who reigns over a state or territory, usually for life and by hereditary right; the monarch may be either a sole absolute ruler or a sovereign - such as a king, queen or prince - with constitutionally limited authority.

Oligarchy - a government in which control is exercised by a small group of individuals whose authority generally is based on wealth or power.

Parliamentary democracy - a political system in which the legislature (parliament) selects the government - a prime minister, premier or chancellor along with the cabinet ministers - according to party strength as expressed in elections; by this system, the government acquires a dual responsibility: to the people as well as to the parliament.

Parliamentary government (Cabinet-Parliamentary government) - a government in which members of an executive branch (the cabinet and its leader - a prime minister, premier or chancellor) are nominated to their positions by a legislature or parliament, and are directly responsible to it; this type of government can be dissolved at will by the parliament (legislature) by means of a no-confidence vote or the leader of the cabinet may dissolve the parliament if it can no longer function.

Parliamentary monarchy - a state headed by a monarch who is not actively involved in policy formation or implementation (i.e., the exercise of sovereign powers by a monarch in a ceremonial capacity); true governmental leadership is carried out by a cabinet and its head - a prime minister, premier or chancellor - who are drawn from a legislature (parliament).

Presidential - a system of government where the executive branch exists separately from a legislature (to which it is generally not accountable).

Republic - a representative democracy in which the people's elected deputies (representatives), not the people themselves, vote on legislation.

Socialism - a government in which the means of planning, producing and distributing goods is controlled by a central government that theoretically seeks a more just and equitable distribution of property and labor; in actuality, most socialist governments have ended up being no more than dictatorships over workers by a ruling elite.

Sultanate - similar to a monarchy, a government in which the supreme power is in the hands of a sultan (the head of a Muslim state); the sultan may be an absolute ruler or a sovereign with constitutionally limited authority.

Theocracy - a form of government in which a Deity is recognized as the supreme civil ruler, the Deity's laws are interpreted by ecclesiastical authorities (bishops, mullahs, etc.); a government subject to religious authority.

Totalitarian - a government that seeks to subordinate the individual to the state by controlling not only all political and economic matters, but also the attitudes, values and beliefs of its population.

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